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Name | | | Age | | | Position | |
Linda F. Powers | | | | | Class III Director, Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | | |
J. Cofer Black | | | | | Class I Director | | |
Dr. Alton L. Boynton | | | | | Class I Director, Chief Scientific Officer | | |
Jerry Jasinowski | | | | | Class II Director | | |
Dr. Navid Malik | | | | | Class III Director | |
Name of Beneficial Owner | | Number of Shares Beneficially Owned | | Percentage(1) | | | Number of Shares Beneficially Owned | | Percentage(1) | | ||||||||||||||||
Officers and Directors | | | | | | | | | | | | |||||||||||||||
Directors and Officers: | | | | | | | | | | | | |||||||||||||||
Alton L. Boynton, Ph.D. | | | | 11,034,937 | | | | | 1.6% | | | | | | 21,773,445 | | | | | 2.0% | | | ||||
Marnix L. Bosch, Ph.D., M.B.A. | | | | 7,997,379 | | | | | 1.2% | | | | | | 35,379,439 | | | | | 3.3% | | | ||||
Linda F. Powers | | | | 107,983,329 | | | | | 14.6% | | | | | | 29,411,759 | | | | | 2.8% | | | ||||
Leslie J. Goldman | | | | 24,672,742 | | | | | 3.6% | | | | | | 172,742 | | | | | *% | | | ||||
Dr. Navid Malik | | | | 9,075,000 | | | | | 1.4% | | | | | | 9,075,000 | | | | | *% | | | ||||
Jerry Jasinowski | | | | 7,444,204 | | | | | 1.1% | | | | | | 8,232,204 | | | | | *% | | | ||||
J. Cofer Black | | | | 1,715,000 | | | | | *% | | | | | | 1,715,000 | | | | | *% | | | ||||
Jean M. Davis(9) | | | | 643,055 | | | | | *% | | | |||||||||||||||
All executive officers and directors as a group (eight persons) | | | | 170,565,646 | | | | | 21.3% | | | |||||||||||||||
All executive officers and directors as a group (seven persons) | | | | 105,759,589 | | | | | 9.4% | | |
Name and Principal Position | | Year | | Salary ($) | | Bonus (S) | | Option Awards ($)(1) | | Total ($) | | | Year | | Salary ($) | | Bonus ($) | | Option Awards ($)(2) | | Total ($) | | ||||||||||||||||||||||||||||||||||||||||
Linda F. Powers Chairperson, President & Chief Executive Officer | | | | | 2019 | | | | $ | 502,000 | | | | $ | 100,000 | | | | $ | — | | | | $ | 602,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2018 | | | | $ | 502,000 | | | | $ | — | | | | $ | 6,698,000 | | | | $ | 7,200,000 | | | |||||||||||||||||||||||||||||||||||||
Alton L. Boynton, Ph.D. Chief Scientific Officer and Secretary | | | | | 2019 | | | | $ | 325,000 | | | | $ | 20,000 | | | | $ | — | | | | $ | 345,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2018 | | | | $ | 325,000 | | | | $ | — | | | | $ | 1,528,000 | | | | $ | 1,853,000 | | | |||||||||||||||||||||||||||||||||||||
Leslie Goldman Senior Vice President, General Counsel | | | | | 2019 | | | | $ | 375,000 | | | | $ | 67,000 | | | | $ | — | | | | $ | 442,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2018 | | | | $ | 375,000 | | | | $ | — | | | | $ | 4,186,000 | | | | $ | 4,561,000 | | | |||||||||||||||||||||||||||||||||||||
Marnix L. Bosch, Ph.D.(2) Chief Technical Officer | | | | | 2019 | | | | $ | 397,000 | | | | $ | — | | | | $ | — | | | | $ | 397,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2018 | | | | $ | 375,000 | | | | $ | — | | | | $ | 260,000 | | | | $ | 635,000 | | | |||||||||||||||||||||||||||||||||||||
Jean M. Davis(3) Chief Financial Officer, Chief Accounting Officer and Interim Chief Information Officer | | | | 2019 | | | | $ | 16,000 | | | | $ | — | | | | $ | 500,000 | | | | $ | 516,000 | | | ||||||||||||||||||||||||||||||||||||
Linda F. Powers Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | | | | | 2021 | | | | | 700,000 | | | | | 300,000(1) | | | | | — | | | | | 1,000,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2020 | | | | | 700,000 | | | | | — | | | | | 17,317,000 | | | | | 18,017,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2019 | | | | | 502,000 | | | | | 300,000 | | | | | — | | | | | 802,000 | | | |||||||||||||||||||||||||||||||||||||
Leslie Goldman Senior Vice President,General Counsel and Business Development | | | | | 2021 | | | | | 525,000 | | | | | 200,000(1) | | | | | — | | | | | 725,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2020 | | | | | 525,000 | | | | | — | | | | | 10,548,000 | | | | | 11,073,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2019 | | | | | 375,000 | | | | | 200,000 | | | | | — | | | | | 575,000 | | | |||||||||||||||||||||||||||||||||||||
Marnix L. Bosch, Ph.D. (3) Chief Technical Officer | | | | | 2021 | | | | | 480,000 | | | | | 125,000(1) | | | | | — | | | | | 605,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2020 | | | | | 480,000 | | | | | — | | | | | 7,494,000 | | | | | 7,974,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2019 | | | | | 397,000 | | | | | 100,000 | | | | | — | | | | | 497,000 | | |
Name | | Number of Securities Underlying Unexercised Options (#) Exercisable | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | Option Exercise Price ($) | | Option Expiration Date | | | Number of Securities Underlying Unexercised Options (#) Exercisable(1) | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | Option Exercise Price ($) | | Option Expiration Date | | ||||||||||||||||||||||||||||||||
Linda F. Powers Chief Executive Officer and President | | | | 37,495,653(1) | | | | | 1,704,347 | | | | | 0.23 | | | | | 5/28/2028 | | | |||||||||||||||||||||||||||||
Alton Boynton Chief Scientific Officer and Secretary | | | | | 3,402,935(2) | | | | | — | | | | | 0.25 | | | | | 6/13/2027 | | | ||||||||||||||||||||||||||||
| | | 4,686,959(3) | | | | | 213,041 | | | | | 0.23 | | | | | 5/28/2028 | | | ||||||||||||||||||||||||||||||
| | | 2,472,557(4) | | | | | 494,508 | | | | | 0.23 | | | | | 8/31/2028 | | | ||||||||||||||||||||||||||||||
Leslie J. Goldman Senior Vice President and General Counsel | | | | 23,434,776(5) | | | | | 1,065,224 | | | | | 0.23 | | | | | 5/28/2028 | | | |||||||||||||||||||||||||||||
Linda F. Powers Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | | | | | 39,200,000(2) | | | | | — | | | | | 0.23 | | | | | 5/28/2028 | | | ||||||||||||||||||||||||||||
| | | 10,770,429(3) | | | | | — | | | | | 0.35 | | | | | 7/2/2030 | | | ||||||||||||||||||||||||||||||
| | | 32,558,754(3) | | | | | — | | | | | 0.35 | | | | | 12/1/2030 | | | ||||||||||||||||||||||||||||||
| | | 11,789,879(4) | | | | | — | | | | | 0.55 | | | | | 9/2/2030 | | | ||||||||||||||||||||||||||||||
Leslie J. Goldman Senior Vice President, General Counsel | | | | | 24,500,000(5) | | | | | — | | | | | 0.23 | | | | | 5/28/2028 | | | ||||||||||||||||||||||||||||
| | | 20,000,000(6) | | | | | — | | | | | 0.35 | | | | | 12/1/2030 | | | ||||||||||||||||||||||||||||||
| | | 8,554,455(6) | | | | | — | | | | | 0.35 | | | | | 12/1/2030 | | | ||||||||||||||||||||||||||||||
| | | 5,894,939(7) | | | | | — | | | | | 0.55 | | | | | 9/2/2030 | | | ||||||||||||||||||||||||||||||
Marnix L. Bosch Chief Technical Officer | | | | | 31,770(6) | | | | | 21,355 | | | | | 11.20 | | | | | 6/23/2022 | | | | | | | 31,770(8) | | | | | 21,355 | | | | | 11.20 | | | | | 6/23/2022 | | | ||||||
| | | 15,625(7) | | | | | — | | | | | 8.80 | | | | | 8/20/2022 | | | | | | 15,625(9) | | | | | — | | | | | 8.80 | | | | | 8/20/2022 | | | |||||||||
| | | 7,940,182(8) | | | | | — | | | | | 0.25 | | | | | 6/13/2027 | | | | | | 7,940,182(10) | | | | | — | | | | | 0.25 | | | | | 6/13/2027 | | | |||||||||
Jean M. Davis Chief Financial Officer, Chief Accounting Officer and Interim Chief Information Officer | | | | —(9) | | | | | 3,000,000 | | | | | 0.22 | | | | | 12/9/2029 | | | |||||||||||||||||||||||||||||
Marnix L. Bosch Chief Technical Officer | | | | 10,798,729(11) | | | | | — | | | | | 0.35 | | | | | 7/2/2030 | | | |||||||||||||||||||||||||||||
| | | | 16,630,726(12) | | | | | — | | | | | 0.35 | | | | | 12/1/2030 | | |
Name | | | Year | | | Fees Earned or Paid in Cash ($) | | | All Other Compensation ($) | | | Option Awards ($)(1) | | | Total ($) | | |||||||||||||||
Dr. Navid Malik | | | | | 2019 | | | | | | 150,000 | | | | | | — | | | | | | — | | | | | | 150,000 | | |
Jerry Jasinowski | | | | | 2019 | | | | | | 150,000 | | | | | | — | | | | | | — | | | | | | 150,000 | | |
J. Cofer Black | | | | | 2019 | | | | | | 150,000 | | | | | | — | | | | | | — | | | | | | 150,000 | | |
Name(3) | | | Year | | | Fees Earned or Paid in Cash ($)(2) | | | Option Awards ($)(1) | | | Total ($) | | ||||||||||||
Dr. Navid Malik | | | | | 2021 | | | | | | 150,000 | | | | | | — | | | | | | 150,000 | | |
| | | 2020 | | | | | | 150,000 | | | | | | 4,123,000 | | | | | | 4,273,000 | | | ||
| | | 2019 | | | | | | 150,000 | | | | | | — | | | | | | 150,000 | | | ||
Jerry Jasinowski | | | | | 2021 | | | | | | 150,000 | | | | | | — | | | | | | 150,000 | | |
| | | 2020 | | | | | | 150,000 | | | | | | 1,497,000 | | | | | | 1,647,000 | | | ||
| | | 2019 | | | | | | 150,000 | | | | | | — | | | | | | 150,000 | | | ||
J. Cofer Black | | | | | 2021 | | | | | | 150,000 | | | | | | — | | | | | | 150,000 | | |
| | | 2020 | | | | | | 150,000 | | | | | | 1,250,000 | | | | | | 1,400,000 | | | ||
| | | 2019 | | | | | | 150,000 | | | | | | — | | | | | | 150,000 | | |